IMPORTANT INFORMATION
Advisory Firm Disclosures
Advise Financial LLC ("Advise]") is a Registered Investment Adviser ("RIA") registered with the Florida Office of Financial Regulation (OFR).
That registration as an Investment Adviser does not imply a certain level of skill or training, nor does it constitute an endorsement by the regulator.
Advise and its Investment Adviser Representative only conducts business in states where they are properly registered, are excluded, or are exempt from registration requirements. Advise maintains all applicable registrations and licenses as required by the various states where it operates.
Personalized investment advice is offered only after regulatory requirements are met or an applicable exemption is in place. Services commence with the execution of a signed Service Agreement.
At Advise, we're dedicated to providing comprehensive financial planning services to help you build a strong future. We do not provide legal or tax advice. While our financial planning strategies consider the tax implications of your investments, we are not Certified Public Accountants (CPAs) or tax specialists. You must always consult with your CPA or a qualified independent tax professional for personalized advice on your taxes, return preparation, or any specific tax questions.
Fiduciary Duty
Advise operates under a fiduciary duty, meaning we are legally obligated to always act in your best interest.
Conflicts of Interest
We prioritize transparency and always act in our clients' best interests. We disclose all material conflicts of interest from our relationship or services. Detailed conflict information is in our Form ADV Part 2A.
How to Verify Our Registration & Obtain Disclosures
Clients can verify Advise's registration and that of our professionals on FINRA's BrokerCheck website, where they may also obtain a copy of the firm's disclosures (Form ADV Part 2A and 2B) directly at https://brokercheck.finra.org/.
Availability of Form ADV Brochure
All prospective clients will receive our Form ADV Part 2A and 2B, which detail our firm, services, advisors, and privacy policy. This brochure is available for review and provided or offered annually. Download here: https://advise-financial.com/
Call Us: (561) 4548284
Email Us: info@advise-financial.com
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Website Terms of Use & Disclaimers
This website is for informational purposes only and does not constitute a complete description of our investment or financial planning services. Nothing on this website should be construed as a solicitation or an offer to sell or buy any securities or other services.
The presence of this website on the Internet should not be directly or indirectly interpreted as a solicitation of investment advisory services to persons in any jurisdiction other than where legally permitted. Individualized follow-up or responses to clients in a particular state by Advise regarding the provision of personalized investment advice for compensation will not be made without first complying with jurisdiction requirements or pursuant to an applicable state exemption.
Accuracy of Information
The information on this website, including stock quotes, charts, articles, or any other statements regarding the market or financial information, is obtained from sources that we and our providers believe to be reliable. However, we do not guarantee the timeliness or accuracy of this information. Neither we nor our information providers will be liable for any errors or inaccuracies, regardless of the cause, or for the lack of timeliness or any delay or interruption in the transmission of the information to the user.
There are no warranties, express or implied, as to accuracy, completeness, or results obtained from any information posted on this website or any "linked" website.
Investment Risks & Past Performance
Nothing on this website should be construed as a statement or implication that past results are an indication of future performance. The value of an investment and the income from it will fluctuate over time and, when sold or redeemed, may be worth less than its original cost.
Different types of investment involve varying degrees of risk, and no investment is guaranteed to be suitable or profitable. The information provided here does not replace individualized advice from us or other advisors. For indices and/or investment categories that generally do not reflect the deduction of transactions and/or custodial expenses, nor the deduction of an investment management fee, the incurrence of which would decrease historical performance results.
Diversification does not protect against loss in a declining market. Exchange-traded funds (ETFs) and mutual funds are subject to similar risks as stocks, such as market risk. Fixed income (bond) ETFs or mutual funds are subject to interest rate risk, which is the risk that a portfolio's debt securities will decrease in value due to increases in market interest rates. Investments in foreign securities may incur greater risks than domestic investments.
Custodial Services
Advise recommends custodians and broker-dealers based on our obligation to seek the most favorable execution terms. Clients may not pay the lowest commission. Advise also considers the expertise and research access provided by the custodian. Advise never charges extra commissions beyond the custodian's actual cost.
Currently, Advise requires clients to use Interactive Brokers LLC, Charles Schwab & Co., Inc., and Betterment as custodians.
Charles Schwab, Interactive Brokers, and Betterment are independent companies not affiliated with Advise. Any media logos and/or trademarks used on this website are the property of their respective owners, and no endorsement by those owners of the advisor or firm is stated or implied. For more information about Charles Schwab, Interactive Brokers, and Betterment, please visit their respective websites: https://www.schwab.com/, https://www.interactivebrokers.com/, and https://www.betterment.com/. All rights and copyrights belong to each of these companies.
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Website Privacy Policy
Your privacy is fundamental to Advise. This section details how we handle information in our electronic communications.
At Advise, we frequently communicate via email and other electronic means. Your security and privacy are our top priority. We strive not to include sensitive information in our emails and remind you to avoid sending private data this way. For confidential information, we offer secure delivery methods.
The information in our communications is general in nature and shouldn't be considered personalized advice.
As a Registered Investment Adviser, our emails are subject to inspection by our Chief Compliance Officer (CCO) and securities regulators. If you receive an email from us in error, please notify the sender and delete the message.
For any questions about our email policies, don't hesitate to contact us.
SMS Updates
By opting into SMS updates, you consent to receive messages that may include:
- Promotional Content: Special offers, discounts, and announcements about products or services.
- Informational Content: Updates about your account, transactions, or other related services.
- Marketing Content: Notifications about new releases, events, and campaigns that may be of interest to you.
Message Frequency (SMS)
SMS messages will be sent weekly. However, during promotional periods or for urgent notifications, additional messages may be sent.
Cost Notice (SMS)
Please note that message and data rates may apply as determined by your mobile carrier. Charges will depend on your service provider's plan.
Opt-Out Instructions (SMS)
You have the right to stop receiving SMS messages at any time. To opt out:
- Text STOP to (Not receive any further communications). Once you opt out, you will no longer receive SMS communications.
- You can rejoin by following the original subscription process.
Help and Support (SMS)
If you need help or have questions about the SMS service:
- Text HELP to (Support of Information). You will receive further instructions or contact information for assistance.
Privacy and Security (General & SMS)
Your information, including SMS opt-in data, will be handled in accordance with our full Privacy Policy and will not be shared with third parties for marketing purposes.
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